GRC Library has created a variety of reference templates based on compliance documents for your convenience.
These templates include the Compliance Controls Checklist, Risk and Control Self-Assessment (RCSA), Policy templates, and more.
You can click the link below to access and download the templates.
Policy Template
1. Best Interest of Token Holders Policy
2. Client Advice Policy
3. Client Asset Protection Policy
4. Conflict of Interest Management Policy
5. Crypto-Asset Service Provider Authorization Policy
6. Governance Policy
7. Insider Information Management Policy
8. Order Execution Policy
9. Redemption Policy
10. Reserve Asset Management Policy
11. Trading Platform Operations Policy
12. Transfer Service Policy
EUR-Lex Checklist
Markets in Crypto-Assets Regulation - Regulation (EU) 2023/1114 Controls Checklist
EUR-Lex RCSA
Markets in Crypto-Assets Regulation - Regulation (EU) 2023/1114 RCSA Template
Name: Markets in Crypto-Assets Regulation - Regulation (EU) 2023/1114
This act is crucial as it establishes a comprehensive legal framework for the regulation of crypto-assets within the European Union. It aims to enhance market integrity, protect investors, and foster innovation while addressing potential risks associated with the digital asset market. The regulation seeks to harmonize rules across member states, thus preventing regulatory fragmentation and improving consumer confidence in crypto-assets.
Target Audience:
Key Points:
Related Regulations or Articles:
Reference URL: https://eur-lex.europa.eu/legal-content/EN/TXT/HTML/?uri=CELEX:32023R1114