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Process 235
Risk 858
Control 1,674
Business Unit (21)

Each Business Unit has distinct business processes, risks, and controls.
GRC Library has developed specific reference templates tailored to each Business Unit.
By clicking on the business unit name, you can view detailed information.
Additionally, clicking on the reference template will direct you to the item page,
where you can access more details and download the template.


1. Audit

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2. Business Continuity and Recovery

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3. Business Development

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4. Client Services

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5. Compliance

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6. Customer Experience

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7. Data Management

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8. Ethics and Conduct

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9. Finance

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10. Fraud Prevention

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11. Information Technology

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12. Legal

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13. Operations

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14. Public Relations

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15. Research and Development

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16. Risk Management

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17. Sales and Marketing

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18. Strategic Planning

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19. Training and Development

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20. Treasury

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21. Vendor Management

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Financial Market Infrastructures

Industry: Financial Market Infrastructures

Description:

This sector encompasses entities that operate trading venues, which enable the trading of financial instruments, as well as central counterparties that serve as intermediaries in financial transactions, thereby mitigating counterparty risk and enhancing market stability.

Key Activities:

Trading Venue Operations

Facilitating the trading of various financial instruments, including stocks, bonds, and derivatives, ensuring a fair and efficient market environment.

Central Counterparty Services

Acting as an intermediary between buyers and sellers in financial transactions to reduce risks associated with counterparty default and enhance market confidence.

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Updated: 2024-08-17 06:05:26
Created: 2024-07-12 21:22:58
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