EUR-Lex Control

EUR-Lex Control is a control that is used to manage EUR-Lex risks. This category is used to store different EUR-Lex controls for user reference.

Showing 5 random demo records from library Please login for full library access

EUR-Lex Control (3,516)



# Name Description
1 32024R1774-0111: Identify and analyze relevant disruption scenarios in ICT plans Control: Identify and analyze relevant disruption scenarios in ICT plans Party: Financial Entities Control Objective: To prepare for various scenarios that could disrupt operations and ensure effective recovery strategies are in place. Description: This control involves identifying and analyzing potential disruption scenarios to develop comprehensive ICT response and recovery plans tailored for financial entities. Control Owners: Risk Manager (Risk Management Department) Control Impacts: ...
2 32024R1774-0137: Manage access rights based on need-to-know and least privileges Control: Manage access rights based on need-to-know and least privileges Party: Financial Entity Control Objective: To ensure access rights are restricted to what is necessary for individuals to perform their job functions. Description: This control establishes a framework to rigorously manage access permissions, ensuring that individuals have access only to the information and resources necessary to fulfill their job responsibilities. Control Owners: Risk Manager (Risk Management Departm ...
3 32014L0065-0174: Classify Positions by Business Nature Control: Classify Positions by Business Nature Party: Investment Firm or Market Operator Control Objective: To ensure accurate classification of positions held in commodity derivatives or emission allowances. Description: This control mandates the classification of positions held in commodity derivatives or emission allowances in accordance with specific criteria reflecting the nature of the main business operations. Control Owners: Compliance Officer (Compliance Department) Control Impa ...
4 32013L0036-0039: Ensure Compliance with Cross-Border Activities Authorization Control: Ensure Compliance with Cross-Border Activities Authorization Party: Credit Institutions Control Objective: To ensure that credit institutions operate within the legal framework established for cross-border activities. Description: This control mandates that credit institutions verify their authorization and supervision status for cross-border activities to ensure compliance with regulations. Control Owners: Risk Manager (Risk Management Department) Control Impacts: *Legal Compl ...
5 32013L0036-0189: Calculate institution-specific countercyclical capital buffer rates Control: Calculate institution-specific countercyclical capital buffer rates Party: Credit Institutions Control Objective: To ensure that the institution calculates the weighted average of countercyclical buffer rates based on applicable regulations. Description: This control requires credit institutions to calculate their specific countercyclical capital buffer rates by applying the relevant regulations and rates based on their credit exposures. Control Owners: Risk Manager (Risk Managem ...